Program Overview

Program Overview

The Masterclass Permanent Control of Financial Institutions is a comprehensive program designed to provide participants with a deep understanding of the principles and practices of permanent control in financial institutions.

Program Structure

The program is structured into several modules, each focusing on a specific aspect of permanent control:

• General and regulatory framework for permanent control
• Permanent control tools and systems / control methods and standards
• Specificity of controls on certain themes

General and Regulatory Framework for Permanent Control

This module covers the general and regulatory framework of permanent control, including:

• The regulatory and normative framework
• Definition and legal framework of the concept of permanent control
• The actors of the internal control framework and the structuring of the lines of defense
• The supervision approach to assess the quality of the controls in place
• Risk management and permanent control, including:
  • Complementarity and distribution of roles between risk management and permanent control
  • The challenges of mapping in the management of the control system
  • Prioritization according to risk appetite
  • Construction of a risk repository

Permanent Control Tools and Systems / Control Methods and Standards

This module focuses on the tools and systems of permanent control, including:

• Carrying out an annual control plan
• Define the control axes
• Establish a clear perimeter and appropriate frequencies
• Define controls and their execution methods
• Know how to carry out effective controls, including:
  • Production of control sheets
  • The construction of control benchmarks
  • Methods for carrying out checks
  • Relevant control management indicators
  • Evidence management and traceability of controls

Specificity of Controls on Certain Themes

This module covers the specifics of controls on certain themes, including:

• Control of non-compliance risk
• Transversality and interactions of compliance with all the functions of the establishment
• Regulatory monitoring and risk management system issues
• Illustration of permanent control issues on:
  • Customer protection
  • Deontology and ethics
• Monitoring of permanent control over outsourced activities
• Permanent controls of information systems and cybersecurity risks

Evaluation Terms

The self-assessment at the end of each intervention can be an incentive to follow the longer training courses.

Training Manager

Béatrice Bon-Michel, Associate Professor in risk management at Paris Dauphine University - PSL.

Speakers

• Jean-François Cotier, Inspector General of the Banque de France
• Emmanuelle Choukroun, Deputy Director – Societe Generale Payments Center Relations
• Alain Guzelbodur, Head of cybersecurity risks for a banking group
• Florian Marsaud, Director of Risk Governance, Risk Department, Groupe BPCE